Peterson, Frank Announce Derivatives Legislation Outline
House Financial Services Committee chairman Barney Frank and House Agriculture Committee chairman Collin C. Peterson today released…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Reval to Offer Service As Trade Repository of Otc Derivatives for Corporate End-users
In an effort to aid its corporate clients as well as the Obama administration’s plans to bring…
CFTC Announces Inclusion of ICE Futures Europe Data in Weekly Commitments of Traders Reports
The Commodity Futures Trading Commission (CFTC) today announced that it will include positions of ICE Futures Europe…
JWG-IT Research Shows FSA’s Failures Could Lead to a Winter of Discontent
Turner’s liquidity implementation efforts fall short of Darling’s and Walker’s objectives JWG-IT, the independent think-tank, has today…
SEC Takes Steps to Curtail Abusive Short Sales and Increase Market Transparency
The Securities and Exchange Commission today announced several actions that would protect against abusive short sales and…
CFTC Exercises Authority to Apply Regulations to Exempt Commercial Markets with Significant Price Discovery Contracts
CFTC Announces Its Determination that the Henry Financial LD1 Fixed Price Contract Traded on the Intercontinentalexchange, Inc.,…
ICE Announces Key Elements of New OTC Regulatory Regime
IntercontinentalExchange((R)) (NYSE: ICE), a leading operator of regulated global futures exchanges, clearing houses and over-the-counter (OTC) markets,…
SIFMA Unveils New Pro-Consumer Reforms
Adopts Administration Proposed Language for Federal Fiduciary Standard The Securities Industry and Financial Markets Association (SIFMA) today…
CESR Recommends the Commission to Introduce a Mandatory Trade Transparency Regime for Non-equity Markets
CESR publishes today its final report (Ref. CESR/09-348) and feedback statement (Ref. CESR/09-349) on the transparency of…
CFTC Requests Public Comment on Application by ICE Clear Europe Limited for Registration as a Derivatives Clearing Organization
The Commodity Futures Trading Commission (CFTC) is asking for public comment on an application by ICE Clear…