Liquidity Risk–Regulatory Convergence Unlikely says Response to FSA CP09/13
While welcoming the FSA’s international objectives for standardized reporting and supervision of liquidity risk (Consultation Paper (CP)…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
FRSGlobal Compares Global Regulators’ Responses to the Financial Crisis in New Report
Risk and regulatory reporting experts and solution providers compile research to guide international firms through the new…
Reval Outlines Top Five Reasons Why Big Companies Should Fight to Save Their Swaps
In response to reports of a letter sent to lawmakers by Commodity Futures Trading Commission chairman Gary…
Commodity Futures Trading Commission and Financial Services Authority to Enhance Regulatory Cooperation and Cross-Border Surveillance of Oil Markets
U.S. Commodity Futures Trading Commission (CFTC) chairman Gary Gensler and U.K. Financial Services Authority (FSA) chairman Lord…
SEC, CFTC to Hold Joint Meetings on Regulation Harmonization
The Securities and Exchange Commission and the Commodity Futures Trading Commission (CFTC) today announced that the two…
CFTC Announces Amendments to ICE Futures Europe’s Foreign Access Relief
New conditions strengthen oversight of energy markets The U.S. Commodity Futures Trading Commission (CFTC) today announced further…
FSA Confirms Introduction of Remuneration Code of Practice
The Financial Services Authority (FSA) has today introduced a new code that will require large banks, building…
SEC Seeks Comment on Alternative Uptick Rule
The Securities and Exchange Commission today announced that it is seeking public comment on an alternative approach…
Administration’s Regulatory Reform Agenda Reaches New Milestone: Final Piece of Legislative Language Delivered to Capitol Hill
U.S. Department of the Treasury Announcement Acting on its commitment to restoring stability in our financial system,…
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CFTC Seeks Public Comment on Requests from the NadeX for Amended DCM and DCO Orders to Trade and Clear Intermediated Contracts
The Commodity Futures Trading Commission (CFTC) is requesting public comment on requests submitted by the North American…