Trading & Transparency: Improving Efficiency without Sacrificing Innovation
Regulatory bodies on both sides of the Atlantic are pushing for increased transparency in trading and post-trade…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
ISDA, SIFMA, LIBA Respond to EC Consultation on Enhancing OTC Derivatives Infrastructure; Support Proposals to Enhance Risk Management
The International Swaps and Derivatives Association, along with the Securities Industry and Financial Markets Association and the…
CFTC Implements New Transparency Efforts to Promote Market Integrity
The U.S. Commodity Futures Trading Commission (CFTC) today announced that it will begin implementing new transparency efforts…
CFTC/SEC Announce Participants for Joint Meetings on Regulation Harmonization
First meeting to take place at the CFTC on September 2, 2009 and the second meeting to…
Treasury, Financial System Supervisors and Regulators Issue Financial Sector Self-Assessment Reviews to IMF
Today the U.S. Department of the Treasury and U.S. financial system supervisors and regulators[1][1] transmitted new financial…
CFTC Staff Allows BM&F Bovespa S.A. – Bolsa de Valores, Mercadorias e Futuros (BM&F Bovespa) to Offer and Sell in the United States Its Full-Sized and Mini-Sized Futures Contracts Based on the Ibovespa Index
The Commodity Futures Trading Commission’s (CFTC’s) Office of General Counsel today announced that it issued a no-action…
CFTC Seeks Public Comment on Requests from the NadeX for Amended DCM and DCO Orders to Trade and Clear Intermediated Contracts
The Commodity Futures Trading Commission (CFTC) is requesting public comment on requests submitted by the North American…
Liquidity Risk–Regulatory Convergence Unlikely says Response to FSA CP09/13
While welcoming the FSA’s international objectives for standardized reporting and supervision of liquidity risk (Consultation Paper (CP)…
FRSGlobal Compares Global Regulators’ Responses to the Financial Crisis in New Report
Risk and regulatory reporting experts and solution providers compile research to guide international firms through the new…
IOSCO Issues Final Regulatory Recommendations on Securitisation and CDS Market
The International Organization of Securities Commissions’ (IOSCO) Technical Committee has published Unregulated Financial Markets and Products –…