SEC Votes on Measures to Further Strengthen Oversight of Credit Rating Agencies
The Securities and Exchange Commission today voted unanimously to take several rulemaking actions to bolster oversight of…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Basel Committee Issues Recommendations for Strengthening Cross-border Bank Resolution Frameworks
The Basel Committee on Banking Supervision today issued for consultation the Report and recommendations of the Cross-border…
U.S. CFTC and U.K. FSA Sign New MOU to Enhance Supervision of Cross Border Clearing Organizations
Leaders of the U.S. Commodity Futures Trading Commission (CFTC) and U.K. Financial Services Authority (FSA) yesterday met…
SIFMA’s Ryan Responds to Obama Speech on Regulatory Reform
The Securities Industry and Financial Markets Association released a statement from president and ceo Timothy Ryan, Jr….
Derivatives Compass – Are You on Course?
The unprecedented change taking place in the Over the Counter (OTC) derivatives processing market due to changing…
CFTC Chairman Gary Gensler Announces the Appointment of Steven Schoenfeld as Director of Division of Market Oversight
The Commodity Futures Trading Commission (CFTC) today announced the appointment of Steven Schoenfeld to serve as director…
George W. Madison Confirmed as General Counsel
George W. Madison was confirmed yesterday by the United States Senate to serve as the Department of…
Major European Bank Deploys Aleri’s Liquidity Management Solutions to Manage Risk & Meet New Regulatory Demands Placed on its Funding and ALM Functions
Aleri Inc., a leading provider of enterprise-class complex event processing (CEP) technology and CEP-based solutions, announced today…
Comprehensive Response to the Global Banking Crisis
The Group of Central Bank Governors and Heads of Supervision, the oversight body of the Basel Committee…
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IMP Consulting Principal Jane Stabile: Regulatory Changes Will Require Detailed Reporting, More Efficient IT Systems in Hedge Fund Sector
As hedge fund managers look forward to coping with expected tighter regulation and reporting requirements of the…