Dodd to Negotiate Financial Reform with Sen. Corker
Today, Senate Banking Committee Chairman Chris Dodd (D-CT) issued the following statement on developments in financial reform…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Financial Services Committee Postpones All Hearings this Week
Due to the snow conditions in Washington, DC, the hearings originally scheduled for Wednesday, February 10 and…
Dodd Continues to Press Need for Financial Reform
Holds Second Hearing on “Volcker Rule”, Criticizes Obstructionists Who would Kill Reform Today Senate Banking Committee chairman…
SEC and UK FSA Hold Fifth Meeting of the SEC-FSA Strategic Dialogue
Securities and Exchange Commission chairman Mary Schapiro and UK Financial Services Authority (FSA) chairman Adair Turner and…
CESR Starts Consulting on Guidance How to Report Transactions on OTC Derivative Instruments
CESR published today a consultation paper on guidance how to report transactions on OTC derivative instruments. The…
Smart Regulation: Is It Possible?
The United States government must manage to provide the most efficient regulatory environment possible without destroying the…
CFTC Grants ICE Clear Europe Limited Registration as Derivatives Clearing Organization
The Commodity Futures Trading Commission issued an Order on Friday, January 22, 2010, granting ICE Clear Europe…
EACH Publishes CCP Risk Management Recommendations
EACH, the European Association of Central Counterparty Clearing Houses, has published its Supplementary Risk Recommendations. This document…
Effects of Obama’s Proposal on Alternatives Industry Significant
Many banks are major backers of funds; Banks also own important fund manager and fund of funds…
Testimony by Governor Daniel K. Tarullo on Equipping Financial Regulators with the Tools Necessary to Monitor Systemic Risk
Before the Subcommittee on Security and International Trade and Finance, Committee on Banking, Housing, and Urban Affairs,…