Lincoln Unveils Landmark Wall Street Reform Bill
Lincoln Bill will Bring Total Transparency, Accountability to Wall Street U.S. Senator Blanche Lincoln, D-Ark., Chairman of…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
SEC Proposes New Measures to Protect Investors in Options Markets
The Securities and Exchange Commission today proposed to put in place two investor protection measures in options…
New Research Sponsored by SunGard Identifies Areas for Improved Transparency and Efficiency in OTC Derivatives
John Avery, partner at SunGard Consulting Services, said, “The global OTC derivatives market is in a critical…
Remarks of Chairman Gary Gensler, Over-the-Counter Derivatives Reform, Council of Institutional Investors, Washington, D.C.
Good morning. I thank the Council of Institutional Investors for inviting me to speak this morning. I…
CESR Begins Overhauling MiFID by Consulting on Policy Options
CESR publishes today three consultation papers on its technical advice to the Commission. The papers are to…
Statement from Governor Daniel K. Tarullo At the Council of Institutional Investors Meeting, Washington, D.C.
Involving Markets and the Public in Financial Regulation As Congress returns from recess this week, attention will…
SEC Proposes Rules to Increase Investor Protections in Asset-Backed Securities
The Securities and Exchange Commission today proposed rules that would revise the disclosure, reporting and offering process…
Statement of Financial Services Committee Chairman Barney Frank
House Financial Services Committee chairman Barney Frank (D-MA) today made the following statement about stories related to…
CFTC Approves Final Rules Creating a Separate Account Class for Customer Positions in Cleared OTC Derivatives
On March 31, 2010, the Commodity Futures Trading Commission (CFTC) approved final rules (Final Rules) that enhance…
Statement of Chairman Gary Gensler on the Wall Street Transparency and Accountability Act of 2010
Chairman Lincoln has released a strong bill that would establish essential protections for the American public. The…