SEC Proposes Consolidated Audit Trail System to Better Track Market Trades
The Securities and Exchange Commission today proposed a new rule that would require the self-regulatory organizations (SROs)…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Bank Funding and Liquidity Management: New Report from the Committee on the Global Financial System
The Committee on the Global Financial System (CGFS) today released a report on Funding patterns and liquidity…
“And One More Thing” – Statement Commissioner Bart Chilton Before the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues
The market events of May 6th were serious and significant, and I’m pleased that this Advisory Committee…
IOSCO Publishes Principles on Cross Border Supervisory Cooperation
The International Organization of Securities Commissions (IOSCO) has today published a set of Principles Regarding Cross-Border Supervisory…
Dodd: Wall Street Reform Passes
Senate Banking Committee chairman Chris Dodd (D-CT) tonight hailed Senate passage of the bill to bring accountability…
Dodd Hails Senate Passage of the Wall Street Reform Bill
Senate Banking Committee chairman Chris Dodd (D-CT) tonight hailed Senate passage of the bill to bring accountability…
Statement of Treasury Secretary Geithner on Senate Passage of the Restoring American Financial Stability Act of 2010
The U.S. Department of the Treasury today released the following statement from Treasury Secretary Tim Geithner on…
Remarks of Chairman Gary Gensler, OTC Derivatives Reform, Association for Financial Professionals’, Global Corporate Treasurers Forum
Good morning. I thank the Association for Financial Professionals for inviting me to speak this morning on…
Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues to Meet on Monday, May 24, 2010
Professor Joseph Stiglitz named to Joint Committee The Commodity Futures Trading Commission (CFTC) and Securities and Exchange…
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SEC to Discuss US Regulatory Reform at June London Conference
Commissioner Elisse Walter and five senior SEC officials will survey pending US regulatory reforms and key SEC…