2025 Regulatory Roundup – The Never-ending Roundabout
As the year closes, Lynn Strongin Dodds looks at important dates on the 2025 financial regulatory calendar….
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
US Securities Lending Trade Reporting: SEC 10c-1a Update
Bob Currie offers an update on the SEC’s proposed 10c-1 rule and explores the potential implications for…
OTC Derivatives Regulation Convergence: Firms Tackle Complexity in Compliance
Post-financial crisis reforms introduced by the G20 in 2010 aimed to increase transparency and reduce risk in…
Overturning Chevron – What’s the Impact on Derivatives Regulation?
Earlier this year, the US Supreme Court overturned the Chevron deference (also referred to as the “Chevron…
Countdown to DORA: Industry Pushes to Iron out Final Details
As the clock ticks down to the January deadline, Bob Currie assesses the financial sector’s state of…
Policymakers Review Opening Moves of Basel III Endgame
With a majority of respondents voicing concerns about the Basel III Endgame package or calling for a…
The CFTC’s Voluntary Carbon Credit Roadmap
Lynn Strongin Dodds looks at the CFTC guidelines for the VCC market and the steps exchanges need…
Derivatives Ready to Play their Part in the Next CMU Chapter
Lynn Strongin Dodds looks at the FIA paper’s recommendations on the positive impact derivatives can have in…
FCA Opens Consultation on Derivatives Trading Obligation and Post-trade Risk Reduction
A look at some of the questions raised in the FCA’s open consultation on DTO and PTRR….
Overturning Chevron – What’s the Impact on Derivatives Regulation?
Earlier this year, the US Supreme Court overturned the Chevron deference (also referred to as the “Chevron…