SEC Proposes Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants
The Securities and Exchange Commission today voted unanimously to propose capital, margin, and segregation requirements for security-based…
Security-based Swaps
SEC Proposes Rules for Registration of Securities-Based Swap Dealers and Major Security-Based Swap Participants
The Securities and Exchange Commission today voted to propose rules that lay out the process by which…
SEC and CFTC Seek Public Input for Joint Stable Value Contract Study
The Securities and Exchange Commission and the Commodity Futures Trading Commission (CFTC) have approved for publication in…
SEC Proposes Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants
The Securities and Exchange Commission today voted to propose rules that would impose certain business conduct standards…
Agencies Extend Comment Period on Swap Margin and Capital Proposed Rulemaking
Five federal agencies have approved and will submit a Federal Register notice that extends the comment period…
SEC Proposes Exemptions From Registration Requirements for Security-Based Swaps Issued by Certain Clearing Agencies
The Securities and Exchange Commission today proposed rules that would provide certain clearing agencies with exemptions from…
SEC Proposes Product Definitions for Swaps
The Securities and Exchange Commission today voted unanimously to propose rules further defining the terms “swap,” “security-based…
SEC Proposes Review Process for Mandatory Clearing of Security-Based Swaps Under Dodd-Frank Act
The Securities and Exchange Commission today voted unanimously to propose rules required under the Dodd-Frank Act that…
SEC Proposes End-User Requirements Under Dodd-Frank Act for Security-Based Swaps Exempt From Mandatory Clearing
The Securities and Exchange Commission today voted unanimously to propose requirements of end-users when they engage in…
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CFTC to Hold Open Meeting to Consider Two Final Rules and One Proposed Rule
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Thursday, February 23, 2012, at…