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In the Age of Tough Regulatory Obligations: CounterpartyLink Announces the Immediate Availability of CPL COMPLIANCE for Best Practice KYC-Processes

October 2, 2014 - - 0 Comment

– Legal Entity Data, DIRECT FROM SOURCE, and independently verified means CPL COMPLIANCE will significantly reduce scope…

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IEX Selects Delta Surveillance to Safeguard Market Integrity and Transparency

October 2, 2014 - - 0 Comment

First Derivatives (AIM:FDP.L, ESM:FDP.I) a leading provider of software and consulting services to the capital markets industry,…

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Automated Retail Derivatives Platforms: Challenges and Opportunities

October 2, 2014 - - 0 Comment

The retail derivatives industry faces the same challenges seen in many mature financial markets: slow growth, heightening…

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ESMA Consults on Draft Standards for the Clearing of Foreign-exchange Non-deliverable Forwards

October 1, 2014 - - 0 Comment

The European Securities and Markets Authority (ESMA) has today publisheda consultation on draft regulatory technical standards (RTS)…

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ESMA Defines Products, Counterparties and Starting Dates for the Clearing of Interest Rate Swaps

October 1, 2014 - - 0 Comment

The European Securities and Markets Authority (ESMA) has today issued final draft regulatory technical standards (RTS) for…

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Intercontinental Exchange Completes First Phase of the Liffe Transition to ICE Futures Europe; London Soft Commodities Now on the ICE Platform alongside ICE Futures U.S. Softs Contracts

October 1, 2014 - - 0 Comment

Intercontinental Exchange (NYSE:ICE), the leading global network of exchanges and clearing houses, announced that it has successfully…

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CFTC Staff Announced Extension of No-Action Relief Concerning Certain Straight Through Processing Obligations for SEFs and DCMs from Compliance with Certain Requirements of Commission Regulations for Package Transactions

September 30, 2014 - - 0 Comment

The U.S. Commodity Futures Trading Commission’s (CFTC) Divisions of Clearing and Risk and Market Oversight (Divisions) today…

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BOAT Introduces MMT Standard in Trade Reporting

September 30, 2014 - - 0 Comment

BOAT has announced the implementation of Market Model Typology (MMT) in its OTC trade reporting platform. This…

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U.S. Commodity Futures Trading Commission and Australian Securities and Investments Commission Sign Memorandum of Understanding to Enhance Supervision of Cross-Border Regulated Entities

September 30, 2014 - - 0 Comment

The U.S. Commodity Futures Trading Commission (CFTC) announced today that CFTC Chairman Tim Massad and Chairman Greg…

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ESMA Issues Updated Q&A on the Application of the Alternative Investment Managers Directive (AIFMD)

September 30, 2014 - - 0 Comment

The European Securities and Markets Authority (ESMA) published today an update of its Questions & Answers (Q&A)…

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