OTC Trade Documentation: A Revolution Awaits
New derivatives regulation will transform the OTC trade confirmation process. Sapient’s Nick Fry explains the challenges both…
Major Swap Participant
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Regarding the Obligation of Swap Dealers and Major Swap Participants to Provide Certain Disclosures for Certain Transactions Under Regulation 23.431
The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a…
CFTC’s Division of Market Oversight Provides No-Action Relief from Swap Data Reporting Requirements to Swap Counterparties that are not Swap Dealers or Major Swap Participants
The Division of Market Oversight (DMO) of the Commodity Futures Trading Commission (CFTC) today announced the issuance…
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter on the Obligation of Swap Dealers and Major Swap Participants to Provide the Pre-Trade Mid-Market Mark for Certain Foreign Exchange Transactions
The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a…
Omgeo Enables Sell-side Clients to Meet New CFTC Requirements
Omgeo ProtoColl users can now manage new regulatory mark-to-market reporting requirements Omgeo, the global standard for post-trade…
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Regarding the Swaps Calculation by Certain Foreign Entities for Purposes of the Swap Dealer and Major Swap Participant Definitions
The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a no-action…
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Letter Regarding the Treatment of Agricultural and Exempt Commodities in Making Calculations for Purposes of the Swap Dealer and Major Swap Participant Definitions
The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a no-action…
Agencies Reopen Comment Period on Swap Margin and Capital Proposed Rulemaking
Five federal agencies on Wednesday reopened the comment period on a proposed rule to establish margin and…
The Rise of FpML: a Critical Tool for the New OTC Regulatory Environment
FpML 5 has introduced new views and messages to support operational demands related to regulatory reform such…
CFTC’s Division of Market Oversight Extends Time-Limited, No-Action Relief for Swap Dealers and Major Swap Participants From Compliance With Reporting Obligations
The Commodity Futures Trading Commission’s (“Commission”) Division of Market Oversight (“Division”) today issued a no-action letter extending…