SEC Announces Steps to Address One-Year Effective Date of Title VII of Dodd-Frank Act
The Securities and Exchange Commission today said it is taking a series of actions in the coming…
Dodd-Frank Wall Street Reform
SEC-CFTC Staffs to Host Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions Under Dodd-Frank Act
The staffs of the Securities and Exchange Commission and the Commodity Futures Trading Commission (CFTC) today announced…
CFTC to Hold Open Meeting to Consider Effective Dates of Provisions in the Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Tuesday, June 14, 2011, at…
Agencies Extend Comment Period on Risk Retention Proposed Rulemaking
Six federal agencies have approved and will submit a Federal Register notice that extends the comment period…
CFTC Staff to Host Public Roundtable to Discuss Protection of Cleared Swaps Customer Collateral
Staff of the Commodity Futures Trading Commission (CFTC) will hold a public roundtable on June 3, 2011,…
Algorithmics Warns Proprietary Trading Desks Face Tougher Future as Standalone Entities under Dodd Frank
Algorithmics, the leading provider of risk solutions, said today that it was receiving increasing numbers of enquiries…
SEFalicious – Market Evolution Meets Regulatory Revolution
David B. Weiss, an independent consultant and research analyst, discusses the current state of SEFs and what…
SEC Seeks Public Comment to Assist in Study on Assigned Credit Ratings
The Securities and Exchange Commission today published on its website a request for public comment on the…
Commodity Futures Trading Commission Votes to Establish a New Subcommittee of the Technology Advisory Committee (TAC)
New Subcommittee on Data Standardization is Seeking Nominations for Members Commissioner Scott D. O’Malia, the chairman of…
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SEC Proposes Exemptions From Registration Requirements for Security-Based Swaps Issued by Certain Clearing Agencies
The Securities and Exchange Commission today proposed rules that would provide certain clearing agencies with exemptions from…