SEC Adopts Rules for Say-on-Pay and Golden Parachute Compensation as Required Under Dodd-Frank Act
The Securities and Exchange Commission today adopted rules concerning shareholder approval of executive compensation and “golden…
Dodd-Frank Wall Street Reform
Forcing OTC Derivatives Markets Evolution Via Regulation
David Weiss, an independent research analyst and consultant, offers his take on how regulatory reform is evolving…
SEC Approves New Rules Regulating Asset-Backed Securities
The Securities and Exchange Commission today voted to adopt two sets of new rules designed to help…
Opening Statement, Public Meeting on Proposed Rules Under Dodd-Frank Act
Commissioner Michael V. Dunn Thank you all for joining us today for this important meeting regarding the…
Opening Statement, Tenth Series of Proposed Rulemakings Under the Dodd-Frank Act
Commissioner Scott O’Malia Today this commission will consider its tenth series of proposed rulemakings under the Dodd-Frank…
Statement on Support of the Dodd-Frank Rulemaking of Chairman Gary Gensler
Statements for the record on each rule: Orderly Liquidation Termination Provision in Swap Trading Relationship Documentation Requirements…
CFTC to Hold Open Meeting on Eleventh Series of Proposed Rules under the Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Wednesday, January 26, 2011, at…
CFTC Staff to Host Public Roundtable to Discuss Swap Data Recordkeeping and Reporting Requirements
Staff of the Commodity Futures Trading Commission (CFTC) will hold a public roundtable on January 28, 2011,…
Financial Stability Oversight Council Takes Major Steps to Make Financial System More Stable, Protect Against Future Crises
FSOC Approves Volcker Rule and Concentration Limit Studies, Issues Proposed Rule on Designations of Nonbank Financial Firms…
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Opening Statement, Meeting of: The Technology Advisory Committee
Chairman Gary Gensler Good afternoon. Thank you Commissioner O’Malia for chairing today’s meeting of the Technology Advisory…