The Securities and Exchange Commission today voted to propose rules in accordance with the Dodd-Frank Wall Street…
Statements for the record on each rule: Disruptive Trading Practices Interpretive Order I support the proposed…
The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) continue to issue regulations…
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Thursday, February 24, 2011, at…
Chairman Gary Gensler Good morning Chairman Johnson, Ranking Member Shelby and members of the Committee. I thank…
Good morning Chairman Lucas, Ranking Member Peterson and members of the Committee. I thank you for…
The Securities and Exchange Commission today voted unanimously to propose amendments to its rules that would…
The Federal Reserve Board on Tuesday requested comment on a proposed rule that implements two provisions of…
The Securities and Exchange Commission today voted unanimously to propose rules defining security-based swap execution facilities (SEFs)…
Our Free Web-events cover collateral management, central clearing and Dodd-Frank data and reporting requirements Collateral Call Communication…
SEC Proposes Clearing Agency Standards for Operations and Governance
The Securities and Exchange Commission today voted to propose rules in accordance with the Dodd-Frank Wall Street…