CFTC Releases Results of Limited Reviews of Futures Commission Merchants
CFTC did not find any material breaches of customer funds protection requirements during the spot check The…
CFTC
CFTC Staff to Host Public Roundtable to Discuss the “Available to Trade” Provision for Swap Execution Facilities and Designated Contract Markets
Staff of the Commodity Futures Trading Commission (CFTC) will hold a public roundtable on January 30, 2012,…
CFTC Approves Final Rules on Customer Collateral, Business Conduct for Swap Dealers & Major Swap Participants; Approves Proposed Volcker Rule (Fact Sheets via CFTC)
Rules Final Rule on the Protection of Cleared Swaps Customer Contracts and Collateral and Conforming Amendments to…
SIFMA Statement on CFTC’s Volcker Rule Proposal
SIFMA today released the following statement from Tim Ryan, president and ceo after the Commodity Futures Trading…
CFTC Announces Real-Time Public Reporting of Swap Transactions and Swap Dealer Registration Began December 31, 2012
The Commodity Futures Trading Commission (CFTC) today announced that both real-time public reporting of swap transactions and…
CFTC Issues Final Order Amending the Effective Date for Swap Regulation
The Commodity Futures Trading Commission (CFTC) today issued a Final Order regarding the effective date for swap…
Commissioner Jill E. Sommers Responds to Concerned Customers of MF Global, Inc.
Over the past several weeks the Commission has received numerous inquiries regarding the priority of commodity customers’…
CFTC to Hold Open Meeting to Consider Three Final Rules
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Tuesday, December 20, 2011, at…
Global Regulators Discuss OTC Derivatives Regulation
Leaders and senior representatives of the authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets…
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Commodity Futures Trading Commission and Securities and Exchange Commission Release Joint Report to Congress on International Swap Regulation
The Commodity Futures Trading Commission and the Securities and Exchange Commission delivered to Congress a report on…