Putting the De Minimis Threshold in Context
The CFTC and SEC passed a final rule defining the type of institutions that have to register…
CFTC
CFTC Approves Notice of Proposed Rulemaking Regarding Regulations on Aggregation for Position Limits for Futures and Swaps
The Commodity Futures Trading Commission (CFTC) today approved a notice of proposed rulemaking that would modify the…
CFTC Approves Final Rule on Swap Data Recordkeeping and Reporting Requirements for Pre-Dodd-Frank and Transition Swaps
The U.S. Commodity Futures Trading Commission (CFTC) today approved a final rule on swap data recordkeeping and…
CFTC Proposes Order Amending the Effective Date for Swap Regulation Order Issued on July 14, 2011
The Commodity Futures Trading Commission (CFTC) today voted to propose an Order regarding the effective date for…
Joint Statement on Regulation of OTC Derivatives Markets
The Ontario Securities Commission today released the following joint statement with other regulators: Leaders and senior representatives…
CFTC to Hold Open Meeting to Consider a Final Rule on Core Principles and Other Requirements for Designated Contract Markets and a Proposed Order Amending the Effective Date for Swap Regulation
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Thursday, May 10, 2012, at…
CFTC Votes to Clarify Indemnification and Confidentiality Provisions in the Dodd-Frank Act
Commission Issues Proposed Interpretative Statement; Seeks Public Comment The Commodity Futures Trading Commission (CFTC) today voted to…
SEC Adopts Rule Defining Swaps-Related Terms for Regulating Derivatives
The Securities and Exchange Commission today unanimously adopted a new rule to define a series of terms…
OpenLink Releases CFTC Large Trader Reporting for Dodd-Frank Compliance – Actively on Top of Regulatory Requirements
OpenLink, a leading provider of CTRM solutions, announces compliance with Dodd-Frank through its new CFTC reporting…
CFTC Staff to Host a Public Roundtable to Discuss the Proposed Volcker Rule
The Commodity Futures Trading Commission (CFTC) today announced that staff will hold a public roundtable on Thursday,…