CFTC Issues Proposed Swaps Report for Public Comment
Proposed report seeks public input on format, structure, and supporting documentation The Commodity Futures Trading Commission (CFTC)…
CFTC
Portfolio Reconciliation: How to Adjust Processes to Comply with New Financial Regulation
In a Q&A, TriOptima’s David White explores the impact new financial regulation will have on portfolio reconciliation…
AvoxData Launches New Regulatory File Service for Dodd-Frank Reporting
In response to demand from its clients, Avox Limited has launched a new AvoxData Regulatory Reporting File…
ISDA Launches OL Plus
The International Swaps and Derivatives Association, Inc. (ISDA) today announced the launch of its Online Library’s new…
CFTC’s Division of Clearing and Risk Issues Staff Interpretation Regarding Part 22
The staff of the Commodity Futures Trading Commission’s Division of Clearing and Risk today issued an interpretation…
CFTC’s Division of Clearing and Risk Issues Temporary Compliance Delay Due to Hurricane Sandy
Due to the damage caused by Hurricane Sandy, the staff of the Commodity Futures Trading Commission’s Division…
CFTC Announces Public Meeting of the Technology Advisory Committee
The Commodity Futures Trading Commission (CFTC) announces that on Tuesday, October 30, 2012, the CFTC’s Technology Advisory…
CFTC Issues Final Interpretative Guidance to Clarify Foreign Regulators Indemnification and Confidentiality Obligations
The Commodity Futures Trading Commission (Commission) today issued final Interpretative Guidance to, under certain circumstances, exempt foreign…
CFTC to Hold Open Meeting to Consider a Notice of Proposed Rulemaking on Enhancing Customer Protections
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Thursday, October 25, 2012, at…
CFTC Approves Position Limit Appeal
The Commodity Futures Trading Commission (CFTC) will move forward with an appeal of a federal district court’s…