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CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief for Part 20 Reporting Entities Regarding Identifying Information and for Part 45 and Part 46 Reporting Counterparties Regarding Legal Entity Identifiers and Other Identifying Informa

December 10, 2012 - Julia Schieffer - 0 Comment

The Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (Division) issued a letter providing reporting parties…

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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter on the Obligation of Swap Dealers and Major Swap Participants to Provide the Pre-Trade Mid-Market Mark for Certain Foreign Exchange Transactions

December 6, 2012 - Julia Schieffer - 0 Comment

The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a…

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CFTC’s Division of Market Oversight Provides Swap Dealers With Swap Data Reporting Relief With Respect To Equity Swaps, Foreign Exchange Swaps and Other Commodity Swaps, Due to Effects of Hurricane Sandy

December 5, 2012 - Julia Schieffer - 0 Comment

In order to account for certain disruptions to the testing of swap data reporting systems caused by…

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Joint Press Statement of Leaders on Operating Principles and Areas of Exploration in the Regulation of the Cross-border OTC Derivatives Market

December 4, 2012 - Julia Schieffer - 0 Comment

Leaders of authorities with responsibility for the regulation of the over-the-counter (OTC) derivatives markets in Australia, Brazil,…

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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Amended No-Action Letter on the Pay-to-Play Rules for Swap Dealers Conducting Business with Certain Governmental Special Entities

November 29, 2012 - Julia Schieffer - 0 Comment

The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued an…

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CFTC Issues Clearing Determination for Certain Credit Default Swaps and Interest Rate Swaps

November 28, 2012 - Julia Schieffer - 0 Comment

Commission Requires First Swaps to be Cleared The Commodity Futures Trading Commission today issued new rules to…

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CFTC’s Division of Clearing and Risk Issues Time-Limited No-Action Relief from Required Clearing for Swaps entered into by Certain Cooperatives

November 28, 2012 - Julia Schieffer - 0 Comment

The Commodity Futures Trading Commission’s Division of Clearing and Risk (DCR) today announced the issuance of a…

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Omgeo Enables Sell-side Clients to Meet New CFTC Requirements

November 27, 2012 - DerivSource - 0 Comment

Omgeo ProtoColl users can now manage new regulatory mark-to-market reporting requirements Omgeo, the global standard for post-trade…

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CFTC to Hold Open Meeting to Consider Clearing Requirement Determination

November 21, 2012 - Julia Schieffer - 0 Comment

The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Thursday, November 29, 2012, at…

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CFTC Staff Issues No-Action Letter Addressing Timeline for Swap Dealer Compliance with Swap Data Reporting Rules

November 20, 2012 - Julia Schieffer - 0 Comment

The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) and Division of…

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