CFTC’s Division of Market Oversight Provides Time-Limited No-Action Relief to Provide for Transition to SEF Registration
The Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (DMO) today announced the issuance of a…
CFTC
CFTC Provides For Mutual Acceptance of Approved Legal Entity Identifiers
The Commodity Futures Trading Commission (CFTC) has issued an Amended Order expanding, through mutual acceptance by international…
CFTC’s Division of Clearing and Risk Issues Time-Limited No-Action Relief to Banks Having Assets of Less Than $10 Billion from the Board Approval Requirement of the CEA and the End-User Exception to the Clearing Requirement
The Division of Clearing and Risk (DCR) of the Commodity Futures Trading Commission (Commission) today announced the…
CFTC’s Division of Clearing and Risk Provides No-Action Relief from the Clearing Requirement for Swaps Entered into by Eligible Treasury Affiliates
The Division of Clearing and Risk (Division) of the Commodity Futures Trading Commission (CFTC) today issued a…
Is SEF Aggregation the Next Big Thing?
SunGard’s Daniel Parker talks about the ‘next big thing’ for ISVs as they prepare swap processing services…
CFTC’s Division of Clearing and Risk Issues Extension of Time for Compliance with Certain Pre-Trade Screening Requirements of the Commission’s Rule Regarding Bunched Orders for Futures
The Commodity Futures Trading Commission’s (CFTC) Division of Clearing and Risk (DCR) announced on Friday the issuance…
OTC Trade Documentation: A Revolution Awaits
New derivatives regulation will transform the OTC trade confirmation process. Sapient’s Nick Fry explains the challenges both…
CFTC’s Division of Market Oversight Issues Advisory Regarding the Obligation to Report Omnibus Account Information in a Timely Manner
The Division of Market Oversight (DMO) of the Commodity Futures Trading Commission (CFTC) today issued an advisory…
BLOG: SEF Rules Passed by CFTC this Week
After much anticipation, the CFTC passed final rules on the governance of swap execution facilities (SEFs) including…
Asset Segregation: Making Sense of the Models
The evolving landscape for the segregation of assets is complicated. Lynn Strongin Dodds explores the advantages and…