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CFTC Announces Measures to Promote Trading on Swap Execution Facilities and Support an Orderly Transition to Mandatory Trading

February 10, 2014 - - 0 Comment

The Commodity Futures Trading Commission (Commission) today announced measures to promote trading on swap execution facilities (SEFs)…

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CFTC’s Division of Swap Dealer and Intermediary Oversight Provides Additional Guidance to Futures Commission Merchants and Depositories Regarding Procedures for New Filing Requirements

February 5, 2014 - - 0 Comment

  The U.S. Commodity Futures Trading Commission’s (Commission or CFTC) Division of Swap Dealer and Intermediary Oversight…

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CFTC’s Division of Market Oversight to Host Public Roundtable Regarding the Trade Execution Requirement and Package Transactions

January 31, 2014 - - 0 Comment

  The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (Division) will hold a public…

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TeraExchange and European Brokers Reach Landmark SEF Trading Agreement

January 15, 2014 - - 0 Comment

  TeraExchange, a multi-asset swap execution facility (SEF), has executed agreements with multiple inter-dealer brokers (IDBs) to…

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Derivatives Regulation in 2014: Turning Theory to Practice (Kind of)

January 10, 2014 - - 0 Comment

  Legal and technical issues still muddle regulatory compliance with derivatives regulation despite looming deadlines for both…

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CFTC Announces Mutual Acceptance of Approved Legal Entity Identifiers

October 31, 2013 - - 0 Comment

  The U.S. Commodity Futures Trading Commission (CFTC) announced in a Notice posted on the CFTC.gov website…

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Tradeweb Markets Designates Swaps to be Made Available to Trade on SEFs

October 29, 2013 - - 0 Comment

  Submits List of Interest Rate Swaps and Credit Default Swaps Indices to the CFTC Tradeweb Markets,…

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CFTC’s Division of Clearing and Risk and Division of Market Oversight Provide Time-Limited No-Action Relief for swap execution facilities (“SEFs”) from compliance with certain requirements of Commission Regulations 37.9(a)(2) and 37.203(a)

October 25, 2013 - - 0 Comment

  The Commodity Futures Trading Commission’s (CFTC) Division of Clearing and Risk and Division of Market Oversight…

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CFTC Announces that the Third Phase of Mandatory Clearing of iTraxx CDS Indices Begins Today and Reminds Market Participants that Cross-Border Exemptive Relief Expired on October 9, 2013

October 23, 2013 - - 0 Comment

  The Division of Clearing and Risk (Division) of the Commodity Futures Trading Commission (Commission) announces that…

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CFTC Adopts Rule Amendment to Clarify that Prohibition against Swap Dealers and Major Swap Participants Associating with Persons Who Are Statutorily Disqualified Does Not Apply in the Case of Clerical and Ministerial Employees

October 23, 2013 - - 0 Comment

The Commodity Futures Trading Commission (CFTC) today announced issuance of an amendment to its Regulation 23.22 to…

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