CFTC Issues Proposed Rule on Cross-Border Margin
The U.S. Commodity Futures Trading Commission (Commission) today voted unanimously to propose a rule that would apply…
Regulation Timeline
CFTC’s Division of Market Oversight Issues Updated Guidebook and Appendices for Part 20 Reports
The U.S. Commodity Futures Trading Commission’s (Commission) Division of Market Oversight today issued an updated Guidebook and…
CFTC’s Division of Market Oversight Extends Time-Limited, No-Action Relief for Swap Dealers and Major Swap Participants from Compliance with Reporting Obligations
The U.S. Commodity Futures Trading Commission’s (Commission) Division of Market Oversight (Division) today issued a no-action letter…
ESMA Launches New Strategy and Publishes 2014 Annual Report
The European Securities and Markets Authority (ESMA) has published today its strategy for 2016-2020. As ESMA is…
ESAs Consult on Margin Requirements for Non-centrally Cleared Derivatives
The European Supervisory Authorities (ESAs) launched today a second consultation on draft Regulatory Technical Standards (RTS) outlining…
IOSCO Publishes Good Practices On Reducing Reliance On CRAs in Asset Management
The International Organization of Securities Commissions (IOSCO) today published its final report on Good practices on reducing reliance…
ESMA Updates List Of Authorised Trade Repositories – ICE Trade Vault Europe Ltd. Adds Forex Derivatives To Its Services
The European Securities and Markets Authority (ESMA) has published today an update of its list of authorises…
Agencies Release Statement on Dodd-Frank Act Company-run Stress Tests at Medium-sized Financial Companies
Federal banking agencies today reiterated the disclosure requirements for the annual stress tests conducted by financial institutions…
ESMA Fosters Derivatives Market Transparency
The European Union’s derivatives markets are becoming more transparent through the public availability of harmonised aggregate data…
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ESMA Publishes the Final Report on Draft Technical Standards on MiFID II and MiFIR
ESMA issues final MiFID standards on authorisation, passporting, registration of third-country firms The European Securities and Markets…