IOSCO Focuses on Deeper Markets, Stronger Regulatory Capacity to Enhance Emerging Market Resilience
The Board of the International Organization of Securities Committees (IOSCO) met in Kuala Lumpur this week to drive…
Regulation Timeline
Statement by the CFTC and the European Commission on progress relating to the implementation of the 2013 Path Forward Statement
CFTC Acting Chairman Mark Wetjen and European Commissioner Michel Barnier announce continued progress regarding European Trading Platforms…
ESMA provides further details on trade reporting in updated EMIR Q&A
The European Securities and Markets Authority (ESMA) has issued today updated Question & Answers (Q&As) on the…
CFTC Announces Measures to Promote Trading on Swap Execution Facilities and Support an Orderly Transition to Mandatory Trading
The Commodity Futures Trading Commission (Commission) today announced measures to promote trading on swap execution facilities (SEFs)…
OCC and FDIC Propose Rule to Strengthen Liquidity Risk Management
The Office of the Comptroller of the Currency (OCC) and the Federal Deposit Insurance Corporation (FDIC)…
IOSCO Urges Implementation of Principles for Financial Benchmarks
The International Organization of Securities Commissions published today a public communique entitled Implementation of the Principles…
CFTC Announces Mutual Acceptance of Approved Legal Entity Identifiers
The U.S. Commodity Futures Trading Commission (CFTC) announced in a Notice posted on the CFTC.gov website…
CFTC Adopts Rule Amendment to Clarify that Prohibition against Swap Dealers and Major Swap Participants Associating with Persons Who Are Statutorily Disqualified Does Not Apply in the Case of Clerical and Ministerial Employees
The Commodity Futures Trading Commission (CFTC) today announced issuance of an amendment to its Regulation 23.22 to…
Basel Committee Consults on Derivatives-related Reforms to Capital Adequacy Framework
The Basel Committee today released two consultative papers on the treatment of derivatives-related transactions under the capital…
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IOSCO Focuses on Deeper Markets, Stronger Regulatory Capacity to Enhance Emerging Market Resilience
The Board of the International Organization of Securities Committees (IOSCO) met in Kuala Lumpur this week to drive…