ESMA Publishes 10th Updated EMIR Q&A
The European Markets and Securities Authority has published today an update of its Questions & Answers (Q&A)…
Regulation Timeline
ESMA Adds Keler CCP to the List of Authorised CCPs under EMIR
The European Securities and Markets Authority (ESMA) has updated its list of Central Counterparties (CCPs) that have…
CFTC Staff Extends Time-Limited, No-Action Relief for Swap Dealers and Major Swap Participants from Compliance with Reporting Obligations
The U.S. Commodity Futures Trading Commission’s (Commission) Division of Market Oversight (Division) recently issued a no-action letter…
ESMA publishes retail investor guide to MiFID II
The European Securities and Markets Authority (ESMA) has published a short guide for retail investors explaining the…
CFTC’s Division of Market Oversight Issues Time-Limited Extension of the No-Action Relief Provided in CFTC Letter No. 13-41
The Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (Division) today issued a letter providing a…
CFTC Staff Issues Extension of Time- Limited, No-Action Relief to Futures Commission Merchants
The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight recently issued an extension of…
Gretchen Lowe Announced Principal Deputy Director and Chief Counsel of the Division of Enforcement
The U.S. Commodity Futures Trading Commission (CFTC) today announced the appointment of Gretchen Lowe as Principal Deputy…
ESMA Publishes Updated EMIR Q&A
The European Markets and Securities Authority has published today an update of its Questions & Answers (Q&A)…
Supervisory Guidelines for Identifying and Dealing with Weak banks – Consultative Report Released by the Basel Committee
The Basel Committee on Banking Supervision today published for comment the consultative document Supervisory guidelines for identifying…
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ESMA Defines Central Clearing of Interest Rate and Credit Default Swaps
The European Securities and Markets Authority (ESMA) has launched a first round of consultations to prepare for…