CFTC Staff Issues Advisory Reminding Futures Commission Merchants, Clearing Members, Foreign Brokers, Swap Dealers, and Certain Reporting Markets of their Reporting Obligations Pursuant to the Ownership and Control Final Rule
The U.S. Commodity Futures Trading Commission’s (“Commission”) Division of Market Oversight and Division of Swap Dealer and…
ESMA Publishes the 2015 Regulatory Work Programme
The European Securities and Markets Authority has published its revised Regulatory Work Programme (RWP) for 2015. The…