CFTC-SEC Statement on MF Global
The Commodity Futures Trading Commission and Securities and Exchange Commission today made the following joint statement: “For…
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Brian Bussey Named Associate Director for Derivatives Policy and Trading Practices in Division of Trading and Markets
The Securities and Exchange Commission today announced that Brian A. Bussey has been named Associate Director for…
Apportunity? An App Marketplace for Trading OTC Derivatives
A new app marketplace for OTC derivatives that is low cost and regulatory compliant is nearly at…
New Rules for More Efficient, Resilient and Transparent Financial Markets in Europe
European Commission – Press release In recent years, financial markets have changed enormously. New trading venues and…
Update on Basel III Implementation
The Basel Committee on Banking Supervision issued today its first Progress report on Basel III implementation. The…
SEC Proposes Rules for Registration of Securities-Based Swap Dealers and Major Security-Based Swap Participants
The Securities and Exchange Commission today voted to propose rules that lay out the process by which…
SEC Jointly Proposes Prohibitions and Restrictions on Proprietary Trading
The Securities and Exchange Commission today voted to propose a rule implementing the so-called “Volcker Rule” requirements….
CFTC to Hold Open Meeting to Consider Two Final Rules and One Proposed Amendment
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Tuesday, October 18, 2011,…
SIFMA Statement on the Volcker Rule Proposal
SIFMA today released the following statement from president and ceo Tim Ryan in reaction to the Volcker…
Daniel Gallagher Sworn in as SEC Commissioner
The Securities and Exchange Commission today announced that Daniel M. Gallagher has been sworn into office as…