Update on Basel III Implementation
The Basel Committee on Banking Supervision issued today its first Progress report on Basel III implementation. The…
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SEC Proposes Rules for Registration of Securities-Based Swap Dealers and Major Security-Based Swap Participants
The Securities and Exchange Commission today voted to propose rules that lay out the process by which…
SEC Jointly Proposes Prohibitions and Restrictions on Proprietary Trading
The Securities and Exchange Commission today voted to propose a rule implementing the so-called “Volcker Rule” requirements….
CFTC to Hold Open Meeting to Consider Two Final Rules and One Proposed Amendment
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Tuesday, October 18, 2011,…
SIFMA Statement on the Volcker Rule Proposal
SIFMA today released the following statement from president and ceo Tim Ryan in reaction to the Volcker…
Strengthening Risk Management & Regulatory Compliance Through Reference Data
In a Q&A, Interactive Data’s Darren Marsh explains how centralising reference data management improves a firm’s ability…
CFTC Announces Second Public Meeting of the Technology Advisory Subcommittee on Data Standardization
Subcommittee Working Groups to Present Interim Findings Aimed at Creating Universally Acceptable Standards for Complex Financial Products
Basel III: Implications on Collateral Services (Part II)
Basel III presents new challenges to collateral trading activities and collateral management operations. In part II of…
CFTC’s Division of Market Oversight Provides Temporary Relief from Large Swaps Trader Reporting for Physical Commodities
The Commodity Futures Trading Commission’s (Commission’s) Division of Market Oversight (Division) today issued a letter providing temporary…
New Rules for More Efficient, Resilient and Transparent Financial Markets in Europe
European Commission – Press release In recent years, financial markets have changed enormously. New trading venues and…