The Commodity Futures Trading Commission and the Securities and Exchange Commission delivered to Congress a report on…
ESMA publishes today a consultation paper (ESMA/2012/44) setting out future guidelines on UCITS Exchange-Traded Funds (UCITS ETFs)…
CFTC did not find any material breaches of customer funds protection requirements during the spot check The…
Staff of the Commodity Futures Trading Commission (CFTC) will hold a public roundtable on January 30, 2012,…
Natalie Westerbarkey, Director, Client Executive at Citigroup Securities and Fund Services discusses how through understanding the new…
The Securities and Exchange Commission today announced that David Grim has been appointed Deputy Director of its…
Rules Final Rule on the Protection of Cleared Swaps Customer Contracts and Collateral and Conforming Amendments to…
SIFMA today released the following statement from Tim Ryan, president and ceo after the Commodity Futures Trading…
The Futures Industry Association is pleased to announce that Allison Lurton will join the association as senior…
CFTC Issues Final Rule Amending Registration and Compliance Obligations for Commodity Pool Operators and Commodity Trading Advisors
Also Issues a Proposed Rule to Harmonize Compliance Obligations for Registered Investment Companies Required to Register as…