Michael Garrity Named Head of Examination Program in SEC’s Boston Regional Office
The Securities and Exchange Commission today announced the appointment of Michael E. Garrity to lead the examination…
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CFTC Issues Final Order Amending the Effective Date for Swap Regulation
The Commodity Futures Trading Commission (CFTC) today issued a Final Order regarding the effective date for swap…
Commissioner Jill E. Sommers Responds to Concerned Customers of MF Global, Inc.
Over the past several weeks the Commission has received numerous inquiries regarding the priority of commodity customers’…
ESMA Publishes an Updated Opinion on Waivers from Pre-trade Transparency
This updated includes an opinion under article 18 (1)(A) of the MiFID. To view the text, please…
CFTC to Hold Open Meeting to Consider Three Final Rules
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Tuesday, December 20, 2011, at…
Global Regulators Discuss OTC Derivatives Regulation
Leaders and senior representatives of the authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets…
CFTC Announces Public Meeting of the Technology Advisory Committee
Committee to Focus on Market Structure, the Role of High Frequency Traders, and Interim Recommendations of the…
CFTC’s Division of Market Oversight Issues Guidebook for Part 20 Reports
The Commodity Futures Trading Commission’s Division of Market Oversight today issued a Guidebook for Part 20 Reports…
CFTC Issues Interpretation Concerning Dodd-Frank Anti-Fraud Authority
The U.S. Commodity Futures Trading Commission (CFTC) today announced an Interpretation that relates to anti-fraud authority provided…
Application of Own Credit Risk Adjustments to Derivatives – Basel Committee Consultative Document
The Basel Committee today issued a consultative document on the application of own credit risk adjustments to…