SEC Names Geoffrey Aronow as General Counsel
The Securities and Exchange Commission today announced that Chairman Elisse B. Walter has appointed Geoffrey F. Aronow…
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Quad Party Segregation in Spotlight for CCP Clearing
Quad party segregation is not a new concept but this mechanism is getting much attention with the…
Group of Governors and Heads of Supervision Endorses Revised Liquidity Standard for Banks
The Group of Governors and Heads of Supervision (GHOS), the oversight body of the Basel Committee on…
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Further No-Action Relief for Certain U.S. Banks Wholly Owned by Non-U.S. Swap Dealers, for Purposes of Making Calculations Under the Swap Dealer Definition
The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a…
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Providing Time-Limited Registration Relief to Certain Associated Persons
The Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission (CFTC) announced…
CFTC’s Division of Market Oversight Issues No-Action Letter Addressing Timeline for Swap Dealer Compliance with Large Swap Trader Reporting Rules
The Division of Market Oversight (DMO) of the Commodity Futures Trading Commission (CFTC) today issued a letter…
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief for Certain Swap Dealers Concerning Annual Reports of Chief Compliance Officers
The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a…
CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief from the Post-Allocation Swap Timing Requirement of § 45.3(e)(ii)(A) of the Commission’s Regulations
The Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (Division) today issued a letter providing relief…
BNY Mellon – Rule Financial Paper Highlights Pressing Need for Institutional Investors to Explore Alternative Sources of Collateral
A more proactive approach to sourcing eligible assets could limit cost impact of new regulations A new…
SimCorp Paper Highlights Importance of IBOR as the Foundation for Better Investment Decisions and Regulatory Compliance in 2013
SimCorp, a leading provider of investment management solutions and services for the global financial services industry, has…