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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief for Certain Swap Dealers Concerning Annual Reports of Chief Compliance Officers

December 14, 2012 - - 0 Comment

The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a…

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CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief from the Post-Allocation Swap Timing Requirement of § 45.3(e)(ii)(A) of the Commission’s Regulations

December 13, 2012 - - 0 Comment

The Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (Division) today issued a letter providing relief…

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BNY Mellon – Rule Financial Paper Highlights Pressing Need for Institutional Investors to Explore Alternative Sources of Collateral

December 13, 2012 - - 0 Comment

A more proactive approach to sourcing eligible assets could limit cost impact of new regulations A new…

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CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief for Part 20 Reporting Entities Regarding Identifying Information and for Part 45 and Part 46 Reporting Counterparties Regarding Legal Entity Identifiers and Other Identifying Informa

December 10, 2012 - - 0 Comment

The Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (Division) issued a letter providing reporting parties…

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December 2012 Quarterly Review: Policy measures and reduced short-term risks buoyed markets

December 10, 2012 - - 0 Comment

Full report and details via press release: http://www.bis.org/press/p121210.htm

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Job Insight: On Contract vs. Permanent Work and Personal Brands

December 9, 2012 - - 0 Comment

Jo Blayney, of Blayney Personnel, talks to DerivSource about how fluctuations in the industry can affect the…

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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter on the Obligation of Swap Dealers and Major Swap Participants to Provide the Pre-Trade Mid-Market Mark for Certain Foreign Exchange Transactions

December 6, 2012 - - 0 Comment

The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a…

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OTC Documentation: Challenges & Solutions For Regulatory Compliance & Operational Efficiency

December 6, 2012 - - 0 Comment

Kevin Thorogood, Global Head of Capital Markets at Thunderhead.com talks to DerivSource about the challenges firms face…

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CFTC’s Division of Market Oversight Provides Swap Dealers With Swap Data Reporting Relief With Respect To Equity Swaps, Foreign Exchange Swaps and Other Commodity Swaps, Due to Effects of Hurricane Sandy

December 5, 2012 - - 0 Comment

In order to account for certain disruptions to the testing of swap data reporting systems caused by…

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Joint Press Statement of Leaders on Operating Principles and Areas of Exploration in the Regulation of the Cross-border OTC Derivatives Market

December 4, 2012 - - 0 Comment

Leaders of authorities with responsibility for the regulation of the over-the-counter (OTC) derivatives markets in Australia, Brazil,…

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