CFTC Announces Appointment of Melissa Jurgens to Serve as Secretary of the Commission
The Commodity Futures Trading Commission (CFTC) today announced the appointment of Melissa Jurgens to serve as the…
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CFTC Extends Public Comment Period on Rulemaking Enhancing Protections Afforded Customers and Customer Funds Held by Future Commission Merchants and Derivatives Clearing Organizations
The Commodity Futures Trading Commission (CFTC) published in the Federal Register on November 14, 2012 a notice…
SimCorp Paper Highlights Importance of IBOR as the Foundation for Better Investment Decisions and Regulatory Compliance in 2013
SimCorp, a leading provider of investment management solutions and services for the global financial services industry, has…
SEC Names Geoffrey Aronow as General Counsel
The Securities and Exchange Commission today announced that Chairman Elisse B. Walter has appointed Geoffrey F. Aronow…
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Quad Party Segregation in Spotlight for CCP Clearing
Quad party segregation is not a new concept but this mechanism is getting much attention with the…
Group of Governors and Heads of Supervision Endorses Revised Liquidity Standard for Banks
The Group of Governors and Heads of Supervision (GHOS), the oversight body of the Basel Committee on…
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Further No-Action Relief for Certain U.S. Banks Wholly Owned by Non-U.S. Swap Dealers, for Purposes of Making Calculations Under the Swap Dealer Definition
The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a…
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Providing Time-Limited Registration Relief to Certain Associated Persons
The Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission (CFTC) announced…
CFTC’s Division of Market Oversight Issues No-Action Letter Addressing Timeline for Swap Dealer Compliance with Large Swap Trader Reporting Rules
The Division of Market Oversight (DMO) of the Commodity Futures Trading Commission (CFTC) today issued a letter…
Professional Profile: Joe Sack on his Career in Trade Associations and their Role in the Industry
Joe Sack, an independent consultant, and trade association veteran talks to DerivSource about the skills gained whilst…