CFTC Staff Issues Four No-Action Letters Providing Relief in Connection with Issues Relating to Swaps Regulation
Staff of the U.S. Commodity Futures Trading Commission (CFTC) today issued four no-action letters that address certain…
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The European Commission and the CFTC reach a Common Path Forward on Derivatives
European Commissioner Michel Barnier and United States Commodity Futures Trading Commission (CFTC) Chairman Gary Gensler today announced…
CFTC to Hold Open Meeting to Consider Cross-Border Final Guidance; and Cross-Border Phase-In Exemptive Order
U.S. Commodity Futures Trading Commission (CFTC) Chairman Gary Gensler today announced the Commission will hold a public…
Report on the Regulatory Consistency of Risk-weighted Assets in the Banking Book issued by the Basel Committee
The Basel Committee on Banking Supervision has today published its first report on the regulatory consistency of…
Basel Committee Updates its Assessment Methodology for Global Systemically Important Banks and Issues Disclosure Requirements
The Basel Committee on Banking Supervision has today issued Global systemically important banks: updated assessment methodology and…
The New World of Swap Execution: Timelines for SEF Preparation
At a DerivSource webinar, speakers discussed the recently finalized CFTC rules on swap execution facilities (SEFs) and…
Quantifi and InteDelta Whitepaper Explores Key Requirements for Measuring and Managing Counterparty Risk
¾ Examines approaches taken by banks when setting limits and monitoring exposures ¾ Outlines processes and system…
CFTC’s Division of Swap Dealer and Intermediary Oversight Provides Additional Time to Secure No-Action Relief by Persons Engaging in Floor Trader Activities, for Purposes of Making Calculations Under the Swap Dealer Definition
The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today announced that…
Basel Committee Consults on Derivatives-related Reforms to Capital Adequacy Framework
The Basel Committee today released two consultative papers on the treatment of derivatives-related transactions under the capital…
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Technical Correction to No-Action Letter Regarding Certain Risk Mitigation Requirements
The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today announced the…