Quantifi and InteDelta Whitepaper Explores Key Requirements for Measuring and Managing Counterparty Risk
¾ Examines approaches taken by banks when setting limits and monitoring exposures ¾ Outlines processes and system…
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CFTC’s Division of Swap Dealer and Intermediary Oversight Provides Additional Time to Secure No-Action Relief by Persons Engaging in Floor Trader Activities, for Purposes of Making Calculations Under the Swap Dealer Definition
The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today announced that…
Basel Committee Consults on Derivatives-related Reforms to Capital Adequacy Framework
The Basel Committee today released two consultative papers on the treatment of derivatives-related transactions under the capital…
CFTC’s Division of Market Oversight Extends Time-Limited, No-Action Relief for Swap Dealers and Major Swap Participants From Compliance With Reporting Obligations
The Commodity Futures Trading Commission’s (“Commission”) Division of Market Oversight (“Division”) today issued a no-action letter extending…
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief for Certain Swap Dealers Concerning Annual Reports of Chief Compliance Officers
The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) issued a no-action…
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief from Certain External Business Conduct Standards and Documentation Standards
The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) today announced the issuance…
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief Concerning Terms that May Be Excluded from Portfolio Reconciliation
The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) today announced the issuance…
Basel Committee Concludes Assessment of Basel III Capital Regulations in Switzerland
The Basel Committee on Banking Supervision has today published a report assessing the regulations that implement the…
Investment Managers Recruiting to Support Information Management Programmes
Research by consultancy Investit has revealed that 60% of investment management firms are concerned about their ability…
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The New World of Swap Execution: Timelines for SEF Preparation
At a DerivSource webinar, speakers discussed the recently finalized CFTC rules on swap execution facilities (SEFs) and…