CFTC’s Global Markets Advisory Committee to Meet May 21, 2014
Agenda items include foreign-based swaps, clearinghouses and swaps execution facilities The U.S. Commodity Futures Trading Commission (CFTC)…
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ESMA Informs European Commission of its Intention to Ease Certain Frontloading Requirements under EMIR
The European Securities and Markets Authority (ESMA) has today sent a letter to the European Commission advancing…
CFTC’s Division of Clearing and Risk Issues No-Action Letter for OTC Clearing Hong Kong Limited
The U.S. Commodity Futures Trading Commission’s (Commission) Division of Clearing and Risk (DCR) today issued a time-limited…
CFTC Expands Portal Capabilities to Make Market Participant Electronic Submissions Easier, more Efficient
Beginning today, market participants can submit event-specific reports more easily and securely because of new enhancements to…
CFTC Further Implements Trade Execution Mandate
The Commodity Futures Trading Commission’s (CFTC or Commission) Divisions of Market Oversight (DMO) and Clearing and Risk…
CFTC Staff Issues Time-Limited No-Action Letter on the Applicability of Oral Recording Requirements for Certain Members of Designated Contract Markets or Swap Execution Facilities
The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight and Division of…
Singapore: A Balancing Act of Local vs. Global
A look at the challenges Singapore faces as they work to support CCP clearing and trade reporting requirements amidst regulatory market uncertainty with extraterritorial reach of global regulation
William Coen appointed as the next Secretary General of the Basel Committee
The Basel Committee on Banking Supervision announced today that it has appointed William Coen as its next…
Key Challenges And Evolution Of The Multifaceted Role Of The Chief Data Officer
A look at the critical role data plays in how companies sell their products and understanding how data is used is driving the need for chief data officers (CDOs)
CFTC’s Division of Swap Dealer and Intermediary Oversight Announces Streamlined Approach for Considering Requests for Relief from Registration for Delegating Commodity Pool Operators
The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) announced in a letter…