ESMA Publishes 8th Updated Q&A on EMIR Implementation
The Q&A’s purpose is to promote common supervisory approaches and practices in the application of EMIR. It…
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CFTC’s Technology Advisory Committee to Meet on June 3, 2014
Full committee (along with Subcommittees on Automated and High Frequency Trading and Data Standards) to focus on…
CFTC’s Division of Swap Dealer and Intermediary Oversight Announces Streamlined Approach for Considering Requests for Relief from Registration for Delegating Commodity Pool Operators
The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) announced in a letter…
CFTC’s Global Markets Advisory Committee to Meet May 21, 2014
Agenda items include foreign-based swaps, clearinghouses and swaps execution facilities The U.S. Commodity Futures Trading Commission (CFTC)…
ESMA Informs European Commission of its Intention to Ease Certain Frontloading Requirements under EMIR
The European Securities and Markets Authority (ESMA) has today sent a letter to the European Commission advancing…
CFTC’s Division of Clearing and Risk Issues No-Action Letter for OTC Clearing Hong Kong Limited
The U.S. Commodity Futures Trading Commission’s (Commission) Division of Clearing and Risk (DCR) today issued a time-limited…
CFTC Expands Portal Capabilities to Make Market Participant Electronic Submissions Easier, more Efficient
Beginning today, market participants can submit event-specific reports more easily and securely because of new enhancements to…
CFTC Further Implements Trade Execution Mandate
The Commodity Futures Trading Commission’s (CFTC or Commission) Divisions of Market Oversight (DMO) and Clearing and Risk…
CFTC Staff Issues Time-Limited No-Action Letter on the Applicability of Oral Recording Requirements for Certain Members of Designated Contract Markets or Swap Execution Facilities
The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight and Division of…
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ESMA Consults on MiFID Reforms
The European Securities and Markets Authority (ESMA) has launched the consultation process for the implementation of the…