CFTC Staff Issues Extension of Time- Limited, No-Action Relief to Futures Commission Merchants
The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight recently issued an extension of…
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Gretchen Lowe Announced Principal Deputy Director and Chief Counsel of the Division of Enforcement
The U.S. Commodity Futures Trading Commission (CFTC) today announced the appointment of Gretchen Lowe as Principal Deputy…
ESMA Publishes Updated EMIR Q&A
The European Markets and Securities Authority has published today an update of its Questions & Answers (Q&A)…
Supervisory Guidelines for Identifying and Dealing with Weak banks – Consultative Report Released by the Basel Committee
The Basel Committee on Banking Supervision today published for comment the consultative document Supervisory guidelines for identifying…
CFTC Chairman Tim Massad Announces Staff Appointments
U.S. Commodity Futures Trading Commission (CFTC) Chairman Timothy Massad today announced his staff hires as he starts…
ESMA adds European Commodity Clearing and LCH. Clearnet Ltd to the list of authorised CCPs under EMIR
The European Securities and Markets Authority (ESMA) has updated its list of Central Counterparties (CCPs) that have…
UTI Challenges & Hope for a Global Identifier
How a ISDA working group is tackling UTI workflow challenges & pushing for a global identifier
CFTC Staff Issues Extension to Time-Limited No-Action Letter on the Applicability of Transaction-Level Requirements in Certain Cross-Border Situations
U.S. Commodity Futures Trading Commission’s (CFTC or Commission) Division of Swap Dealer and Intermediary Oversight (DSIO), Division…
ESMA Announces three open hearings on MiFID II
ESMA has today opened registrations for the three open hearings on MiFID II/MiFIR. The hearings will take…
CFTC’s Division of Market Oversight Issues Time-Limited Extension of the No-Action Relief Provided in CFTC Letter No. 13-41
The Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (Division) today issued a letter providing a…