Impacts and Implications of the CFTC’s Emerging Swaps Clearinghouse Exemptive Program
20 January 2015 – 10 am EST (NYC) 3 pm GMT (London) / 4 pm CET (Paris/Berlin)…
Feature
ESMA to Cooperate with the Hong Kong SFC on CCPs
The European Securities and Markets Authority (ESMA) and the Hong Kong Securities and Futures Commission (SFC) have…
CFTC’s Division of Market Oversight Issues Time-Limited Extension of No-Action Relief Regarding Masking of Certain Identifying Information Required to be Reported
The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (Division) today issued a letter providing…
Europe Braces for Derivatives Regulatory Lift Off in 2015
CCP clearing, MiFID II and more regulatory reform will dominate ’15
ESMA Announces Open Hearing on MiFID II/MiFIR
The European Securities and Markets Authority (ESMA) will hold an open hearing on the issues set out…
ESMA Updates List of Authorised CCPs – CME Clearing Europe Re-authorised for Extended Activities and Services
The European Securities and Markets Authority (ESMA) has published today an update of its list of central…
ESMA Publishes Review of CCP Colleges
The European Securities and Markets Authorities (ESMA) has published a peer review report on its participation in…
CFTC Staff Issues No-Action Relief to a Swap Dealer from Certain Chief Compliance Officer Reporting Line Requirements under Commission Regulations
The U.S. Commodity Futures Trading Commission’s (Commission) Division of Swap Dealer and Intermediary Oversight (DSIO) provided conditional…
CFTC Provides Notice and Clarification of the Reopened Comment Period for its Rulemaking Proposals on Position Limits for Physical Commodity Derivatives and Aggregation
The U.S. Commodity Futures Trading Commission (CFTC or Commission) has submitted for publication in the Federal Register…
CFTC Issues Order of Registration for the Tokyo Commodity Exchange, Inc.
The U.S. Commodity Futures Trading Commission (Commission) announced today that it has issued an Order of Registration…