ESMA Publishes Updated EMIR Q&A – No 12
The European Securities and Markets Authority (ESMA) has today issued the 12th update of its Q&A document…
Feature
CFTC Staff Issues No-Action Position Regarding Timing of the CCO Annual Report
The U.S. Commodity Futures Trading Commission’s (Commission) Division of Swap Dealer and Intermediary Oversight (Division) today issued…
ESMA Publishes the 2015 Regulatory Work Programme
The European Securities and Markets Authority has published its revised Regulatory Work Programme (RWP) for 2015. The…
CFTC Staff Issues Advisory Reminding Futures Commission Merchants, Clearing Members, Foreign Brokers, Swap Dealers, and Certain Reporting Markets of their Reporting Obligations Pursuant to the Ownership and Control Final Rule
The U.S. Commodity Futures Trading Commission’s (“Commission”) Division of Market Oversight and Division of Swap Dealer and…
ESMA Consults on Complex Debt Instruments and Structured Deposits in MiFID II
The European Securities and Markets Authority launched today a consultation on draft guidelines on complex debt instruments…
How to Select an Asset Segregation Model for Cleared OTC Derivatives?
An On Demand webinar offering a review of the various asset segregation structures available (omnibus, individual, LSOC) and needed to support central clearing of OTC derivatives
Derivatives Regulation: The Softly, Softly Approach
Are we getting closer to regulatory harmonisation?
CFTC Approves Final Rule on Residual Interest Deadline for Futures Commission Merchants
The U.S. Commodity Futures Trading Commission (Commission) today unanimously approved a final rule removing the December 31,…
Basel III Implementation Assessments of Hong Kong SAR and Mexico as well as Follow-up Reports Published by the Basel Committee
Today the Basel Committee on Banking Supervision published reports assessing the implementation of the Basel risk-based capital…
CFTC Staff Issues No-Action Relief for Swap Dealers from Compliance with Certain Commission Regulations Applicable to Swaps with Legacy Special Purpose Vehicles
The U.S. Commodity Futures Trading Commission’s (Commission) Division of Swap Dealer and Intermediary Oversight today announced that…