ESMA Consults on Complex Debt Instruments and Structured Deposits in MiFID II
The European Securities and Markets Authority launched today a consultation on draft guidelines on complex debt instruments…
Feature
How to Select an Asset Segregation Model for Cleared OTC Derivatives?
An On Demand webinar offering a review of the various asset segregation structures available (omnibus, individual, LSOC) and needed to support central clearing of OTC derivatives
Derivatives Regulation: The Softly, Softly Approach
Are we getting closer to regulatory harmonisation?
CFTC Approves Final Rule on Residual Interest Deadline for Futures Commission Merchants
The U.S. Commodity Futures Trading Commission (Commission) today unanimously approved a final rule removing the December 31,…
Basel III Implementation Assessments of Hong Kong SAR and Mexico as well as Follow-up Reports Published by the Basel Committee
Today the Basel Committee on Banking Supervision published reports assessing the implementation of the Basel risk-based capital…
ESMA Publishes Responses Received to Consultation on MiFID II/MiFIR
To view the responses, please see the consultation page or press release: http://www.esma.europa.eu/news/ESMA-publishes-responses-received-consultation-MiFID-IIMiFIR?t=326&o=home
ESMA Clarifies its Interest Rate Swaps Clearing Standards
The European Securities and Markets Authority (ESMA) has today published a revised opinion on its draft Regulatory…
ECB Takes Note of General Court Judgment on Location Policy for CCPs
▪ The ECB takes note of the judgment of the General Court on the location policy for…
ESMA Publishes Overview of all Guidelines and Technical Standards
The European Securities and Markets Authority (ESMA) has published an overview of all guidelines and technical standards….
CFTC Staff Issues Advisory Reminding Futures Commission Merchants, Clearing Members, Foreign Brokers, Swap Dealers, and Certain Reporting Markets of their Reporting Obligations Pursuant to the Ownership and Control Final Rule
The U.S. Commodity Futures Trading Commission’s (“Commission”) Division of Market Oversight and Division of Swap Dealer and…