ESMA Updates List of Authorised CCP and Public Register – LCH.Clearnet Ltd Extends Services
The European Securities and Markets Authority (ESMA) has published today an update of its list of central…
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ESMA Updates List of Authorised CCP and Public Register – LCH.Clearnet Ltd Extends Services
The European Securities and Markets Authority (ESMA) has published today an update of its list of central…
ESMA Updates List of Authorised CCP and Public Register – LCH.Clearnet Ltd Extends Services
The European Securities and Markets Authority (ESMA) has published today an update of its list of central…
CFTC Staff Issues No-Action Relief for Swap Dealers from Compliance with Certain Commission Regulations Applicable to Swaps with Legacy Special Purpose Vehicles
The U.S. Commodity Futures Trading Commission’s (Commission) Division of Swap Dealer and Intermediary Oversight today announced that…
ESMA Publishes Updated EMIR Q&A – No 12
The European Securities and Markets Authority (ESMA) has today issued the 12th update of its Q&A document…
CFTC Staff Issues No-Action Position Regarding Timing of the CCO Annual Report
The U.S. Commodity Futures Trading Commission’s (Commission) Division of Swap Dealer and Intermediary Oversight (Division) today issued…
ESMA Publishes the 2015 Regulatory Work Programme
The European Securities and Markets Authority has published its revised Regulatory Work Programme (RWP) for 2015. The…
CFTC Staff Issues Advisory Reminding Futures Commission Merchants, Clearing Members, Foreign Brokers, Swap Dealers, and Certain Reporting Markets of their Reporting Obligations Pursuant to the Ownership and Control Final Rule
The U.S. Commodity Futures Trading Commission’s (“Commission”) Division of Market Oversight and Division of Swap Dealer and…
ESMA Consults on Complex Debt Instruments and Structured Deposits in MiFID II
The European Securities and Markets Authority launched today a consultation on draft guidelines on complex debt instruments…
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U.S. Commodity Futures Trading Commission and Australian Prudential Regulation Authority Sign Memorandum of Understanding to Enhance Supervision of Cross-Border Regulated Firms
The U.S. Commodity Futures Trading Commission (CFTC) announced today that CFTC Chairman Tim Massad and Australian Prudential…