ESMA Report Proposes to Include ETDs in EMIR’s Interoperability Arrangements for CCPs
The European Securities and Markets Authority (ESMA) has issued today its final report on interoperability arrangements between…
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ESMA Publishes the Final Report on Draft Technical Standards on MiFID II and MiFIR
ESMA issues final MiFID standards on authorisation, passporting, registration of third-country firms The European Securities and Markets…
CFTC Issues Proposed Rule on Cross-Border Margin
The U.S. Commodity Futures Trading Commission (Commission) today voted unanimously to propose a rule that would apply…
CFTC’s Division of Market Oversight Issues Updated Guidebook and Appendices for Part 20 Reports
The U.S. Commodity Futures Trading Commission’s (Commission) Division of Market Oversight today issued an updated Guidebook and…
Mind the Clearing Gap – What’s Next for FCMs?
FCM exits – who will fill the openings in the clearing space?
CFTC’s Division of Market Oversight Extends Time-Limited, No-Action Relief for Swap Dealers and Major Swap Participants from Compliance with Reporting Obligations
The U.S. Commodity Futures Trading Commission’s (Commission) Division of Market Oversight (Division) today issued a no-action letter…
ESMA Launches New Strategy and Publishes 2014 Annual Report
The European Securities and Markets Authority (ESMA) has published today its strategy for 2016-2020. As ESMA is…
ESAs Consult on Margin Requirements for Non-centrally Cleared Derivatives
The European Supervisory Authorities (ESAs) launched today a second consultation on draft Regulatory Technical Standards (RTS) outlining…
IOSCO Publishes Good Practices On Reducing Reliance On CRAs in Asset Management
The International Organization of Securities Commissions (IOSCO) today published its final report on Good practices on reducing reliance…
Basel Committee Issues Consultative Document on its Review of the Credit Valuation Adjustment Risk Framework
The Basel Committee on Banking Supervision has today issued a consultative paper on its Review of the…