SEC Takes Steps to Curtail Abusive Short Sales and Increase Market Transparency
The Securities and Exchange Commission today announced several actions that would protect against abusive short sales and…
Feature
CFTC Exercises Authority to Apply Regulations to Exempt Commercial Markets with Significant Price Discovery Contracts
CFTC Announces Its Determination that the Henry Financial LD1 Fixed Price Contract Traded on the Intercontinentalexchange, Inc.,…
ICE Announces Key Elements of New OTC Regulatory Regime
IntercontinentalExchange((R)) (NYSE: ICE), a leading operator of regulated global futures exchanges, clearing houses and over-the-counter (OTC) markets,…
Credit Event Auction Scheduled For The Week of 20 July 2009
During the week of 20 July 2009, Markit and Creditex will conduct a Credit Event Auction to…
CESR Recommends the Commission to Introduce a Mandatory Trade Transparency Regime for Non-equity Markets
CESR publishes today its final report (Ref. CESR/09-348) and feedback statement (Ref. CESR/09-349) on the transparency of…
Fact Sheet: Administration’s Regulatory Reform Agenda Moves Forward
Legislation for Strengthening Investor Protection Delivered to Capitol Hill Continuing its push to establish new rules of…
Secretary Timothy F. Geithner before the House Financial Services and Agriculture Committees
Joint Hearing on Regulation of OTC Derivatives Chairman Frank, Ranking Member Bachus, Chairman Peterson, Ranking Member Lucas,…
Market Study Shows Asset Managers Fail To Adapt To Business Change Due To Data Straightjacket
A market study, sponsored by SimCorp and conducted by independent consultant Paul Miller (now of specialist consulting…
Northern Trust Survey: Institutional Investors Recognize Need for Greater Expertise in Risk Model Implementation
A Northern Trust survey of institutional investors and investment managers finds an increasing demand for information and…
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7City Learning Adds Two New Qualification Exam Training Programs in the U.S.
– FRM(r) and CAIA(r) prep programs are added to meet growing client demand 7city Learning, a global…