CFTC and SEC Issue Joint Report on Regulatory Harmonization
The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) today issued a joint…
Feature
Statement of Chairman Gary Gensler on House Financial Services Committee Passage of OTC Derivatives Regulatory Reform Legislation
U.S. Commodity Futures Trading Commission chairman Gary Gensler today commented on the OTC Derivatives Markets Act of…
Trading Book Quantitative Impact Study by the Basel Committee: Results
The Basel Committee on Banking Supervision issued today the results of its recent trading book quantitative impact…
FSA Outlines its Approval and Interview Process for Significant Influence Functions
The Financial Services Authority (FSA) has written to the CEOs of 5,000 regulated firms to reinforce how…
SIFMA’s Bentsen Statement on Committee Passage of Derivatives Regulation
The Securities Industry and Financial Markets Association today released a statement from Ken Bentsen, executive vice president,…
SEC Publishes 2010-2015 Draft Strategic Plan for Public Comment
The Securities and Exchange Commission today published for public comment its Draft Strategic Plan that outlines the…
Position Available – Pre-Sales/Relationship Manager for Fund Services Company
Location: LondonEmployment Type: Permanent (Full-time) Description: Looking for an Operations Specialist who is looking to get out…
SIFMA Supports Reform of Over-The-Counter Derivatives Markets
James Hill, managing director of Morgan Stanley & Co. today testified before the House Financial Services Committee…
FSA Chairman Outlines Factors for Successful European Regulation
Lord Turner, chairman of the Financial Services Authority (FSA), today set out the factors that will determine…
Committee to Continue Consideration of Financial Regulatory Reform Legislation
Rep. Barney Frank (D-MA), Chairman of the House Committee on Financial Services, today announced that the committee…