Joint Statement by CFTC Chairman Gary Gensler and European Commissioner Michel Barnier on Financial Oversight
United States Commodity Futures Trading Commission (CFTC) Chairman Gary Gensler and European Commissioner Michel Barnier met today…
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SEC Proposes New Rule to Prevent Fraud in Connection with Security-Based Swaps
The Securities and Exchange Commission today voted unanimously to propose a new rule to help prevent fraud,…
Chairman Gary Gensler Announces the Appointment of David Meister as Director of Enforcement
Commodity Futures Trading Commission (CFTC) chairman Gary Gensler today announced the appointment of David Meister as director…
Statement on Support of the Dodd-Frank Rulemaking of Chairman Gary Gensler
Statements for the record on each rule:Anti-Manipulation Rulemaking I support the proposed rulemaking to enhance the Commission’s…
IOSCO Proposes Regulatory Oversight Principles for Dark Liquidity
The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a consultation report, Issues…
Opening Statement, Public Meeting on Proposed Rules Under Dodd-Frank Act Commissioner
Michael V. Dunn Today we consider the next set of proposed rules that come before the Commission…
Thomas A. Bayer Named SEC Chief Information Officer
The Securities and Exchange Commission today announced that Thomas A. Bayer has been appointed as the SEC’s…
CFTC to Hold Open Meeting on Third Series of Proposed Rules under the Dodd-Frank Act
CFTC also to Consider One Non Dodd-Frank Proposed Rule The Commodity Futures Trading Commission (CFTC) will hold…
Report to the G20 on Response to the Financial Crisis Released by the Basel Committee
The Basel Committee on Banking Supervision met today in Seoul, South Korea, to work towards finalising its…
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SEC Proposes New Whistleblower Program Under Dodd-Frank Act
The Securities and Exchange Commission today voted unanimously to propose a whistleblower program to reward individuals who…