CFTC/SEC Staffs to Host Joint Public Roundtable to Discuss Issues Related to the Clearing of Credit Default Swaps
The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) staffs will hold a…
Feature
IOSCO forms Task Force on OTC Derivatives Regulation
The Technical Committee of the International Organization of Securities Commissions (IOSCO) has formed a Task Force on…
The Buy Side Gets Proactive: Improving Portfolio Reconciliation of Collateralized OTC Derivatives
Portfolio reconciliation is a central aspect of collateral management. DerivSource’s Julia Schieffer investigates how buy-side firms are improving…
SEC Proposes Rules to Mitigate Conflicts of Interest Involving Security-Based Swaps
The Securities and Exchange Commission today proposed rules intended to mitigate conflicts of interest for security-based swap…
Final Paper on Supervisory Colleges Issued by the Basel Committee
The Basel Committee on Banking Supervision today issued the final version of its paper Good Practice Principles…
Recent Industry Initiatives Related to Portfolio Reconciliation
In the past few years, the G14 and ISDA have proposed several initiatives involving measures to improve…
FIA Calls for Joint Industry-CFTC Cooperation to Develop Ownership and Control Reporting System
The futures industry is working on an ownership and control reporting system that will serve as a…
Commodity Futures Trading Commission’s Technology Advisory Committee to Meet October 12, 2010
Committee to continue discussion of high frequency and algorithmic trading practices and the role of technology in…
Basel III: Parliament Adopts Clear Position as an Answer to the Crisis. Othmar Karas MEP
A clear majority for an equally clear position: The European Parliament today unanimously adopted its Report on…
Upcoming Central Clearing for OTC Derivatives Webinar; Nov 16th
Register for this Complimentary Webinar November 16, 2010 Central Clearing OTC Derivatives in a New Regulatory Environment:…