Final Paper on Supervisory Colleges Issued by the Basel Committee
The Basel Committee on Banking Supervision today issued the final version of its paper Good Practice Principles…
Feature
Recent Industry Initiatives Related to Portfolio Reconciliation
In the past few years, the G14 and ISDA have proposed several initiatives involving measures to improve…
FIA Calls for Joint Industry-CFTC Cooperation to Develop Ownership and Control Reporting System
The futures industry is working on an ownership and control reporting system that will serve as a…
Commodity Futures Trading Commission’s Technology Advisory Committee to Meet October 12, 2010
Committee to continue discussion of high frequency and algorithmic trading practices and the role of technology in…
Basel III: Parliament Adopts Clear Position as an Answer to the Crisis. Othmar Karas MEP
A clear majority for an equally clear position: The European Parliament today unanimously adopted its Report on…
New Basel Bank Capital Standards Need Fine-tuning
The new Basel capital requirement standards agreed in late September are tackling a number of the right…
SEC Seeks Public Comment on Asset-Backed Securities Rule Proposal Under Dodd-Frank Act
The Securities and Exchange Commission is seeking public comment on proposed regulations to require issuers of asset-backed…
Heather Seidel Named Associate Director in Division of Trading and Markets
The Securities and Exchange Commission today announced that Heather Seidel has been named an Associate Director in…
Opening Statement, Meeting of: The Global Markets Advisory Committee by Chairman Gary Gensler
Good afternoon. Thank you Commissioner Sommers for chairing today’s meeting of the Global Markets Advisory Committee. I…
SEC Proposes Rules to Mitigate Conflicts of Interest Involving Security-Based Swaps
The Securities and Exchange Commission today proposed rules intended to mitigate conflicts of interest for security-based swap…