IOSCO Proposes Regulatory Oversight Principles for Dark Liquidity
The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a consultation report, Issues…
Feature
Opening Statement, Public Meeting on Proposed Rules Under Dodd-Frank Act Commissioner
Michael V. Dunn Today we consider the next set of proposed rules that come before the Commission…
Thomas A. Bayer Named SEC Chief Information Officer
The Securities and Exchange Commission today announced that Thomas A. Bayer has been appointed as the SEC’s…
CFTC to Hold Open Meeting on Third Series of Proposed Rules under the Dodd-Frank Act
CFTC also to Consider One Non Dodd-Frank Proposed Rule The Commodity Futures Trading Commission (CFTC) will hold…
Report to the G20 on Response to the Financial Crisis Released by the Basel Committee
The Basel Committee on Banking Supervision met today in Seoul, South Korea, to work towards finalising its…
Upcoming Central Clearing for OTC Derivatives Webinar; Nov 16th
Register for this Complimentary Webinar November 16, 2010 Central Clearing OTC Derivatives in a New Regulatory Environment:…
CFTC/SEC Staffs to Host Joint Public Roundtable to Discuss Issues Related to the Clearing of Credit Default Swaps
The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) staffs will hold a…
IOSCO forms Task Force on OTC Derivatives Regulation
The Technical Committee of the International Organization of Securities Commissions (IOSCO) has formed a Task Force on…
SEC Proposes Rules to Mitigate Conflicts of Interest Involving Security-Based Swaps
The Securities and Exchange Commission today proposed rules intended to mitigate conflicts of interest for security-based swap…
Statement on Support of the Dodd-Frank Rulemaking of Chairman Gary Gensler
Statements for the record on each rule:Anti-Manipulation Rulemaking I support the proposed rulemaking to enhance the Commission’s…