SEC Proposes Rules on Security-Based Swap Reporting
The Securities and Exchange Commission today voted unanimously to propose new rules entailing how security-based swap transactions…
Feature
CFTC Requests Public Comment on an Application by ICE Trust U.S. LLC for Registration as a Derivatives Clearing Organization
The Commodity Futures Trading Commission (CFTC) is seeking public comment on an application by ICE Trust U.S….
SEC and CESR Members Announce Efforts to Continue Close Cooperation as National Securities Regulators Implement New Regulatory Reform Initiatives
The Securities and Exchange Commission and the Committee of European Securities Regulators (CESR) today convened a high-level…
SEC and UK FSA Hold Meeting of SEC-FSA Strategic Dialogue
Securities and Exchange Commission chairman Mary L. Schapiro today met separately in London with chairman Adair Turner of…
Financial Stability Board Reports to G20 Leaders on Global Financial Reforms
The Chairman of the Financial Stability Board (FSB) reported to the G20 Leaders today at the Seoul…
Parliament Ushers in New EU Rules for Hedge Funds and Private Equity
Economic and monetary affairs New EU-wide rules on the marketing of alternative investment funds overcame the final…
Joseph Brenner Named Chief Counsel in SEC Division of Enforcement
The Securities and Exchange Commission today announced that Joseph K. Brenner has been selected as Chief Counsel…
Statement on Support of the Dodd-Frank Rulemaking of Chairman Gary Gensler
Statements for the record on each rule: Whistleblowers I support the proposed rulemaking to establish a program…
Opening Statement, Meeting of the: Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues
Good morning. I am pleased to join Chairman Schapiro in welcoming the members of the Joint CFTC-SEC…
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Securities Lending: A Business Opportunity in Collateral Management
Investment managers can transform collateral management into a profit centre by generating returns on collateral through securities…