Update of the List of Measures Recently Taken by Competent Authorities Regarding Short-selling
CESR published on 22 September 2008 a statement that facilitates an overview of actions taken by…
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SEC Adopts Rules for Say-on-Pay and Golden Parachute Compensation as Required Under Dodd-Frank Act
The Securities and Exchange Commission today adopted rules concerning shareholder approval of executive compensation and “golden…
Upcoming Webinar: Electronic Messaging for Margin Calls
Register for this Complimentary Webinar Sponsored by SWIFT Reducing Counterparty Risk & Increasing Transparency through Electronic Messaging for…
DTCC and MarkitSERV Collaborate with AcadiaSoft to Automate Collateral Messaging and Reduce Risk in OTC Derivative Markets
The Depository Trust & Clearing Corporation (DTCC), MarkitSERV and AcadiaSoft today announced that they are working to…
SEC Approves New Rules Regulating Asset-Backed Securities
The Securities and Exchange Commission today voted to adopt two sets of new rules designed to help…
Jonathan S. Sokobin Named Acting Director of the SEC’s Division Of Risk, Strategy and Financial Innovation
Securities and Exchange Commission chairman Mary L. Schapiro today named Jonathan S. Sokobin as acting director of…
Opening Statement, Public Meeting on Proposed Rules Under Dodd-Frank Act
Commissioner Michael V. Dunn Thank you all for joining us today for this important meeting regarding the…
Opening Statement, Tenth Series of Proposed Rulemakings Under the Dodd-Frank Act
Commissioner Scott O’Malia Today this commission will consider its tenth series of proposed rulemakings under the Dodd-Frank…
Statement on Support of the Dodd-Frank Rulemaking of Chairman Gary Gensler
Statements for the record on each rule: Orderly Liquidation Termination Provision in Swap Trading Relationship Documentation Requirements…
Parliament to Seek Guarantees for Financial Supervisory Watchdogs
Economic and monetary affairs announcement: The EP’s economics committee on Tuesday postponed its decision on…