CFTC Staff Issues No-Action Relief to a Swap Dealer from Certain Chief Compliance Officer Reporting Line Requirements under Commission Regulations
The U.S. Commodity Futures Trading Commission’s (Commission) Division of Swap Dealer and Intermediary Oversight (DSIO) provided conditional…
ESMA Publishes Review of CCP Colleges
The European Securities and Markets Authorities (ESMA) has published a peer review report on its participation in…