The U.S. Commodity Futures Trading Commission’s (Commission) Divisions of Clearing and Risk (DCR) and Market Oversight (DMO)…
A look at MiFID II and why it is is driving firms to look at trade reporting differently.
The Basel Committee on Banking Supervision has today published two reports for the G20 Leaders at their…
How can small and mid-tier banks can transform post-trade ops to meet regulatory requirements?
The European Securities and Markets Authority (ESMA) has today published additional draft regulatory technical standards (RTS) regarding…
The U.S. Commodity Futures Trading Commission’s (Commission) Division of Market Oversight (Division) issued a time-limited no-action letter…
The OTC Derivatives Regulators Group (ODRG) delivered a report today to the G20 Leaders that provides an…
The Basel Committee on Banking Supervision has today issued for public consultation a proposal for incorporating the…
The European Securities and Markets Authority (ESMA) has published today an update of its list of central…
The European Securities and Markets Authority (ESMA) has published the responses received to the Consultation on Draft…
CFTC Divisions Provide Time-Limited No-Action Relief for Certain Affiliated Counterparties
The U.S. Commodity Futures Trading Commission’s (Commission) Divisions of Clearing and Risk (DCR) and Market Oversight (DMO)…