Fact Sheet: Administration’s Regulatory Reform Agenda Moves Forward
Legislation for Strengthening Investor Protection Delivered to Capitol Hill Continuing its push to establish new rules of…
Commentary
Secretary Timothy F. Geithner before the House Financial Services and Agriculture Committees
Joint Hearing on Regulation of OTC Derivatives Chairman Frank, Ranking Member Bachus, Chairman Peterson, Ranking Member Lucas,…
Market Study Shows Asset Managers Fail To Adapt To Business Change Due To Data Straightjacket
A market study, sponsored by SimCorp and conducted by independent consultant Paul Miller (now of specialist consulting…
Northern Trust Survey: Institutional Investors Recognize Need for Greater Expertise in Risk Model Implementation
A Northern Trust survey of institutional investors and investment managers finds an increasing demand for information and…
ICE Statement Regarding CFTC Initiatives
IntercontinentalExchange(R) (NYSE: ICE) today issued the following statement: ICE welcomes the opportunity to participate in the industry…
Two Years After MiFID: No Turning Back for the Equities Markets
Report Published by Celent Changes since MiFID took effect have been drastic, with exchanges competing in an…
Statement by Chairman Gary Gensler on Speculative Position Limits and Enhanced Transparency Initiatives
The Commodity Futures Trading Commission is directed by statute and provided with broad authorities to ensure the…
CFTC Chairman Gary Gensler Announces the Appointment of John P. Riley as Director of Legislative Affairs
The Commodity Futures Trading Commission (CFTC) announced today the appointment of John P. Riley as director of…
European Commission Outlines Ways to Strengthen the Safety of Derivatives Markets
The European Commission has adopted a Communication on ensuring efficient, safe and sound derivatives markets, following a…
CESR Recommends the Commission to Introduce a Mandatory Trade Transparency Regime for Non-equity Markets
CESR publishes today its final report (Ref. CESR/09-348) and feedback statement (Ref. CESR/09-349) on the transparency of…