Statement of Chairman Gary Gensler on House Financial Services Committee Passage of OTC Derivatives Regulatory Reform Legislation
U.S. Commodity Futures Trading Commission chairman Gary Gensler today commented on the OTC Derivatives Markets Act of…
Commentary
Trading Book Quantitative Impact Study by the Basel Committee: Results
The Basel Committee on Banking Supervision issued today the results of its recent trading book quantitative impact…
FSA Outlines its Approval and Interview Process for Significant Influence Functions
The Financial Services Authority (FSA) has written to the CEOs of 5,000 regulated firms to reinforce how…
SIFMA’s Bentsen Statement on Committee Passage of Derivatives Regulation
The Securities Industry and Financial Markets Association today released a statement from Ken Bentsen, executive vice president,…
Is Outsourcing the Answer for Hedge Funds?
A panel of experts debate if outsourcing is the best strategy to help firms maintain lower operating…
Client Reporting – A Case for Outsourcing?
Faced with budget cuts, staff shortages and growing demands from end clients, many financial institutions are beginning…
SEC Publishes 2010-2015 Draft Strategic Plan for Public Comment
The Securities and Exchange Commission today published for public comment its Draft Strategic Plan that outlines the…
Position Available – Pre-Sales/Relationship Manager for Fund Services Company
Location: LondonEmployment Type: Permanent (Full-time) Description: Looking for an Operations Specialist who is looking to get out…
SIFMA Supports Reform of Over-The-Counter Derivatives Markets
James Hill, managing director of Morgan Stanley & Co. today testified before the House Financial Services Committee…
Sign up for
our newsletter
Join our mailing list to receive the monthly e-newsletter and alerts about future events and webinars.
Podcast
Upcoming Events
- There are no upcoming events.
CFTC and SEC Issue Joint Report on Regulatory Harmonization
The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) today issued a joint…