The Future of OTC Derivatives Processing – an Industry Sector in Flux
2010 is the year of unfinished business. New industry initiatives aiming to address inefficient and faulty areas…
Commentary
Ticonderoga Securities Further Expands Equity Derivatives Group with Four New Hires
New team to help grow firm’s set of offerings Ticonderoga Securities, an institutional broker dealer, today announced…
Financial Stability Board Meets on the Financial Reform Agenda
The Financial Stability Board (FSB) met in Basel on 9 January to take forward the regulatory policy…
New Chairman of the Joint Forum
The Joint Forum ‘s parent organisations, the Basel Committee on Banking Supervision (BCBS), the International Organization of…
Review of the Differentiated Nature and Scope of Financial Regulation released by the Joint Forum
The Joint Forum today released its report Review of the Differentiated Nature and Scope of Financial Regulation…
CFTC to Hold Open Meeting on a Proposed Position Limits Rule
The United States Commodity Futures Trading Commission (CFTC) will hold a public meeting on Thursday, January 14,…
Board Advises Institutions of Supervisory Expectations for Sound Practices in Managing Interest Rate Risk
The Federal Reserve Thursday released an advisory reminding depository institutions of supervisory expectations for sound practices in…
CFTC Seeks Public Comment on Revised Petition From the Chicago Mercantile Exchange Involving Credit Default Swaps
The Commodity Futures Trading Commission is requesting public comment on a revised petition submitted by the Chicago…
Carlo di Florio Named Director of SEC Office of Compliance Inspections and Examinations
Securities and Exchange Commission chairman Mary L. Schapiro today announced that Carlo V. di Florio has been…
SEC Names New Specialized Unit Chiefs and Head of New Office of Market Intelligence
The Enforcement Division of the Securities and Exchange Commission today announced the appointment of the newest members…